| Securities Transaction |
(Calculated in HKD)
| Items |
Fee |
Remarks |
| Brokerage Commission |
Generally 0.25% |
Base on transaction value |
Stamp duty
(exclude securities exempted from Stamp duty) |
0.1% (less than $1 is counted as $1) |
Stamp duty charged on behalf of HKSAR |
| Levy for investors compensation |
0.002% (to the closest cent) |
Transaction levy charged on behalf of SFC |
| SFC transaction levy |
0.003% (to the closest cent) |
Transaction levy charged on behalf of SFC |
| HKEx transaction fee |
0.005% (to the closest cent) |
Transaction fee charged on behalf of HKEx |
| CCASS Settlement fee |
0.002% (min $2- Max $100)
Base on the value of each transaction |
0.002% (min $2- Max $100) CCASS calculates on the total value of each transaction |
| Returned cheque |
$100 / transaction |
|
| Cheque trerminated payment order |
$100 / transaction |
Termination of chequre payment after deposited (penalty received on behalf of bank) |
|
| Stock Option |
(Calculated in HKD)
| Items |
Fee |
Remarks |
Commission - Phone Trading
Commission – Internet Trading
|
0.25% of Contract Value(Minimum $100)
0.20% of Contract Value(Minimum $38)
|
|
| Trading Tariff |
Tier 1: HK$3 for each contract
Tier 2: HK$1 for each contract
|
|
| Exercise Fee |
HK$2 for each contract |
|
|
| Nominee Services |
(Calculated in HKD)
| Items |
Items |
Remarks |
| Stock receipt and delivery instruction |
Free |
We pay CCASS for our customers
ISI- $1 each time
SI- $1 each time, plus 0.002% of settlement fee of the transacted value (Min $2 per order, Max $100 per order) |
| CCASS Compulsory Registration Charge |
Free |
We pay CCASS $0.75 per lot to CCASS |
| Scrip Custody Fee |
Free |
CCASS charges $0.012 per lot per month, up to $100,000 per month. Old lot is counted as 1 lot |
| Collection Fee of preferred shares/Options/ Rights /stocks issues substituting dividends |
Free |
|
| Scrip Deposit Fee |
Free |
|
| Physical Scrip Withdrawal Charge |
$5 per lot, odd lot is counted as 1 lot |
$3.5 per lot is charged by CCASS. Odd lot is counted as 1 lot |
| Transfer Stamp duty |
$5 per each new transfer |
We charge on behalf of HKSAR |
| Collection Fee of dividends |
$300 per order plus 0.5% dividend as handling charge. Min handling charge is $20. Max is $10,000 |
Includes the charge from CCASS $200, plus 0.12% dividend handling fee. Min of handling fee is $20 and max is $10,000 |
| Fee For Rights Exercise/Options Exercise |
Each order $100 plus $0.80 per lot for CCASS. Max is $10,000 |
Includes the charge from CCASS $200, plus 0.12% dividend handling fee. Min of handling fee is $20 and max is $10,000 |
| IPO Application charge |
Cash Application : $20 each time
Margin Application : $100 each time |
|
| Handling fee for collection of dividend/ bonus |
0.5% of dividend amount. (min $20 max $10,000) |
0.12% is charged by CCASS (Max is $10,000) |
| CCASS registration fee |
Settlement fee: $1.5 per lot is charged by CCASS, action fee: $0.8 is charged by CCASS |
0.12% is charged by CCASS (Max is $10,000) |
| CCASS registration fee |
Settlement fee: $1.5 per lot is charged by CCASS, action fee: $0.8 is charged by CCASS |
Settlement fee: $1.5 per lot is charged by CCASS, action fee: $0.8 is charged by CCASS |
|
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